RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• A•••• K••••••
- B••••• I••••••••• C•••••• L•• state registered currentsince Mar 4, 2024 · Mason, Oh
- S••••••••• A•••••• A•••••••• I••• formerFeb 2, 2009 to Jul 19, 2010 · Walbridge, Oh
- E•••••••• A••••••• I•• unclassifiedJun 28, 2007 to Jan 23, 2009 · Roseville, Ca
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedApr 8, 2003 to Oct 30, 2003 · Maumee, Oh
- M•• W••••• A••••••• independent RIAFeb 7, 2003 to Jul 20, 2007 · Maumee, Oh
- S••••••••• A•••••• A•••••••• I••• to B••••• I••••••••• C•••••• L••left Jul 19, 2010, registered Mar 4, 2024 (4977 days) · Other
- E•••••••• A••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jan 23, 2009, registered Feb 2, 2009 (10 days) · Other
- M•• W••••• A••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Jul 20, 2007, registered Apr 8, 2003 (-1564 days) · Other
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to E•••••••• A••••••• I••left Oct 30, 2003, registered Jun 28, 2007 (1337 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address