DFX Intelligence

D•••• R•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••• R•••••• B•••••

Advisor at O•••• W•••••• I•••

MIDLAND , MI

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Search this name across graphsid dfx:ria:3d4d15d1-9282-4443-fdef-c323e3f6c1d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 26, 2025	n/a	yes	MIDLAND , MI	Current employment
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2021	Jul 7, 2025	no	Saginaw, MI\|Midland, MI\|Midland, MI\|Bay City, MI\|Mt Pleasant, MI\|Midlan, MI\|MIDLAND, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••• L••	O•••• W•••••• I•••	Jul 7, 2025	Jun 26, 2025	-11	Firm change	Ibd to ibd
A••••••• A••••••• S•••••••	A••••••• A••••••• S•••••••• L••	Nov 1, 2021	Nov 1, 2021

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 26, 2025 to presentfactForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jul 7, 2025factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 10, 2018 to Nov 1, 2021factForm ADV
→ O••••••••• S••••••••• I•••

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d4d15d1-9282-4443-fdef-c323e3f6c1d6
First observed: Nov 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.