DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Richard Bailey

Osaic Wealth, Inc.BD affiliatedMidland , Midual registrantIAPD 5028735

Feed of 09/14/2026

Also filed as David Bailey

At current firm

1 y

since Jun 26, 2025

In the industry

20 y

since Feb 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jun 26, 2025 · Midland , Mi
Ameritas Advisory Services, LLC BD affiliated
Nov 1, 2021 to Jul 7, 2025 · Saginaw, Mi
Ameritas Advisory Services former
Jan 10, 2018 to Nov 1, 2021 · Lincoln, Ne
Oneamerica Securities, Inc. BD affiliated
Jun 1, 2017 to Jan 9, 2018 · Midland, Mi
MML Investors Services, LLC BD affiliated
Jun 22, 2015 to Jun 14, 2017 · Midland, Mi
Pruco Securities, LLC no RAUM
Nov 10, 2009 to Aug 15, 2014 · Saginaw, Mi

Moves

a registration end followed by a registration begin elsewhere

Ameritas Advisory Services, LLC to Osaic Wealth, Inc.
left Jul 7, 2025, registered Jun 26, 2025 (-11 days) · Affiliated broker-dealer or bank to another
Ameritas Advisory Services to Ameritas Advisory Services, LLC
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
Oneamerica Securities, Inc. to Ameritas Advisory Services
left Jan 9, 2018, registered Jan 10, 2018 (1 days) · Other
MML Investors Services, LLC to Oneamerica Securities, Inc.
left Jun 14, 2017, registered Jun 1, 2017 (-13 days) · Other
Pruco Securities, LLC to MML Investors Services, LLC
left Aug 15, 2014, registered Jun 22, 2015 (311 days) · Other

Signals

David Richard Bailey left Ameritas Advisory Services, Llc for Osaic Wealth, Inc. (registered 2025-06-26)
Jul 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address