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RIA / WealthAdvisor18 years in industry

DANIEL AARON MERCER

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Houston, TX | WOODSTOCK, GA

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Search this name across graphsid dfx:ria:3d4ea6cb-0c9c-785d-5a0a-d1e1a4b8de28

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 29, 2008
First registration: Apr 8, 2008
Dual registered: no
Other names: DANIEL MERCER
IAPD individual key: 5467102

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Jun 13, 2018	n/a	yes	WOODSTOCK, GA\|Houston, TX	Current employment
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Jun 16, 2017	Nov 9, 2018	no	Cypress, TX\|WOODSTOCK, GA\|Houston, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 2, 2015	Jun 16, 2017	no	CYPRESS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2012	Dec 9, 2015	no	CYPRESS, TX\|CYPRESS, TX\|FORT MILL, SC	Previous registration
EDWARD JONES	National bd RIA	Apr 8, 2008	Jun 19, 2012	no	TOMBALL, TX\|ST LOUIS, MO\|CYPRESS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODSTOCK FINANCIAL GROUP, INC.	WOODSTOCK WEALTH MANAGEMENT, INC.	Nov 9, 2018	Jun 13, 2018	-149	Channel change	RIA to new firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WOODSTOCK FINANCIAL GROUP, INC.	Jun 16, 2017	Jun 16, 2017	0	Firm change	Other
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 9, 2015	Dec 2, 2015	-7	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Jun 19, 2012	Jun 18, 2012	-1	Firm change	Other

Relationships

Registered with (5)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 13, 2018 to presentfactForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 16, 2017 to Nov 9, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 2, 2015 to Jun 16, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 18, 2012 to Dec 9, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 8, 2008 to Jun 19, 2012factForm ADV

Dated events

No dated event names this entity yet.