DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Aaron Mercer
Feed of 09/15/2026
Also filed as Daniel Mercer
At current firm
8 y
since Jun 13, 2018
In the industry
18 y
since Feb 29, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Woodstock Wealth Management, Inc. independent RIA currentsince Jun 13, 2018 · Woodstock, Ga
- Woodstock Financial Group, Inc. formerJun 16, 2017 to Nov 9, 2018 · Cypress, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedDec 2, 2015 to Jun 16, 2017 · Cypress, Tx
- LPL Financial LLC BD affiliatedJun 18, 2012 to Dec 9, 2015 · Cypress, Tx
- Edward Jones national BDApr 8, 2008 to Jun 19, 2012 · Tomball, Tx
Moves
a registration end followed by a registration begin elsewhere
- Woodstock Financial Group, Inc. to Woodstock Wealth Management, Inc.left Nov 9, 2018, registered Jun 13, 2018 (-149 days) · channel change inside one enterprise, not a move
- Raymond James Financial Services Advisors, Inc to Woodstock Financial Group, Inc.left Jun 16, 2017, registered Jun 16, 2017 (0 days) · Other
- LPL Financial LLC to Raymond James Financial Services Advisors, Incleft Dec 9, 2015, registered Dec 2, 2015 (-7 days) · Other
- Edward Jones to LPL Financial LLCleft Jun 19, 2012, registered Jun 18, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address