DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TLG ADVISORS, INC.
SUMMIT, NJ | New Orleans, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | Sep 3, 2025 | n/a | yes | SUMMIT, NJ|New Orleans, LA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2022 | Nov 20, 2023 | no | NEW ORLEANS, LA|COVINGTON, LA|BATON ROUGE, LA|NEW ORLEANS, LA | Previous registration |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Nov 2, 2017 | Aug 10, 2022 | no | NEW ORLEANS, LA|NEW ORLEANS, LA|MANDEVILLE, LA|BATON ROUGE, LA|NEW ORLEANS, LA|HARVEY, LA|BAKER, LA|BATON ROUGE, LA|MANDEVILLE, LA|BAKER, LA|COVINGTON, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 26, 2015 | Oct 2, 2017 | no | NEW ORLEANS, LA|SAN DIEGO, CA|NEW ORLEANS, LA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Jul 2, 2008 | Oct 10, 2013 | no | MELVILLE, NY | Previous registration |
| CAPITAL ONE INVESTMENTS, LLC | n/a | May 3, 2002 | Aug 13, 2008 | no | NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|DALLAS, TX|PLANO, TX|NEW ORLEANS, LA|DALLAS, TX|HOUSTON, TX|HOUSTON, TX|MANDEVILLE, LA|HOUSTON, TX|AUSTIN, TX|HOUSTON, TX|COLUMBUS, TX|HARLINGEN, TX|HOUSTON, TX|HOUSTON, TX|BRENHAM, TX|PORT LAVACA, TX|BAY CITY, TX|HOUSTON, TX|CORPUS CHRISTI, TX|SEALY, TX|KATY, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | TLG ADVISORS, INC. | Nov 20, 2023 | Sep 3, 2025 | 653 | Firm change after gap | Ibd to ibd |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2022 | Aug 10, 2022 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Oct 2, 2017 | Nov 2, 2017 | 31 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | LPL FINANCIAL LLC | Oct 10, 2013 | Jan 26, 2015 | 473 | Firm change after gap | Other |
| CAPITAL ONE INVESTMENTS, LLC | CAPITAL ONE FINANCIAL ADVISORS LLC | Aug 13, 2008 | Jul 2, 2008 | -42 | Firm change after gap | Other |