RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••••• T•••••
- T•• A•••••••• I••• BD affiliated currentsince Sep 3, 2025 · Summit, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 10, 2022 to Nov 20, 2023 · New Orleans, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIANov 2, 2017 to Aug 10, 2022 · New Orleans, La
- L•• F•••••••• L•• BD affiliatedJan 26, 2015 to Oct 2, 2017 · New Orleans, La
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedJul 2, 2008 to Oct 10, 2013 · Melville, Ny
- C•••••• O•• I••••••••• L•• unclassifiedMay 3, 2002 to Aug 13, 2008 · New Orleans, La
- C••••• I••••••••• A••••••• L•• to T•• A•••••••• I•••left Nov 20, 2023, registered Sep 3, 2025 (653 days) · Affiliated broker-dealer or bank to another
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••left Oct 2, 2017, registered Nov 2, 2017 (31 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to L•• F•••••••• L••left Oct 10, 2013, registered Jan 26, 2015 (473 days) · Other
- C•••••• O•• I••••••••• L•• to C•••••• O•• F•••••••• A••••••• L••left Aug 13, 2008, registered Jul 2, 2008 (-42 days) · Other
- M•••••• M•••••• T••••• left C••••• I••••••••• A••••••• L•• for T•• A•••••••• I••• (registered 2025-09-03)Nov 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address