DFX Intelligence

G••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

G••••• H••••••••

Advisor at B•••• S•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3d785b61-3685-f4ba-e568-6d37581358bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• S•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••• M••••••••• L••	Asset manager	Feb 18, 2021	n/a	yes	NEW YORK, NY	Current employment
B•••• S•••••••• L••	No RAUM reported	Feb 18, 2021	n/a	yes	NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••• S•••••••• L••	Jan 7, 2021	Feb 18, 2021	42	Firm change	Other

Relationships

Registered with (3)

→ B•••• S•••••••• L••Registered adviserregistration: current employment
Feb 18, 2021 to presentfactForm ADV
→ S•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 18, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 26, 2019 to Jan 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d785b61-3685-f4ba-e568-6d37581358bd
First observed: Jun 26, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.