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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

BAIRD STRATEGAS LLC

CRD 149326

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce0170b1-9bec-5406-9872-d7acf3f06916

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 4
On other graphs: 0
Observed: May 30, 2019 to Jul 15, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=49.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 3
Employees: 50
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-116875
CRD: 149326
Filings on the tape: 11
First filed: May 30, 2019
Latest filed: Jul 15, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Gerald Hendricks	n/a	NEW YORK, NY	5	23	1	yes
Ricardo Lopez	n/a	NEW YORK, NY	1	11	1	yes
Michael P Hurley	n/a	NEW YORK, NY	0	24	6	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAIRD FINANCIAL CORPORATION	Shareholder	E	yes	01/2018	May 30, 2019	Mar 27, 2024
BAIRD FINANCIAL GROUP, INC	Shareholder	E	yes	01/2018	May 30, 2019	Mar 27, 2024
BOHNSACK, NICHOLAS GREGORY	PRESIDENT / COO	Na	yes	09/2008	May 30, 2019	Mar 27, 2024
BOOTH, STEVEN GREGORY	Director	Na	yes	01/2018	May 30, 2019	Mar 27, 2024
LANGENFELD, JON A	Director	Na	yes	01/2018	May 30, 2019	Mar 27, 2024
TRENNERT, JASON RICHARD	CHAIRMAN / CEO	Na	yes	09/2008	May 30, 2019	Mar 27, 2024
GABAY, EILEEN MARGARET	CHIEF COMPLIANCE OFFICER	Na	no	11/2010	May 30, 2019	Mar 27, 2024
GODOFSKY, MARK DAVID	FINOP / CFO	Na	no	12/2009	May 30, 2019	Mar 27, 2024
RISSMILLER, DONALD JAMES	VICE CHAIRMAN / PRINCIPAL	Na	no	09/2008	May 30, 2019	Mar 27, 2024
TOTORO, MICHAEL A	CHIEF TECHNOLOGY OFFICER	Na	no	09/2008	May 30, 2019	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROBERT W. BAIRD & CO. INCORPORATED	n/a	Mixed wealth	$394B	N	yes	n/a
GAMMA INVESTING LLC	n/a	Asset manager	$2.3B	N	yes	n/a
RIVERFRONT INVESTMENT GROUP, LLC	n/a	Mixed wealth	$2.2B	N	yes	n/a
STRATEGAS ASSET MANAGEMENT, LLC	n/a	Asset manager	$458M	N	yes	n/a
BAIRD TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
ROBERT W. BAIRD LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$0	$0	50	15	1	n/a	n/a
2024	Mar 31, 2025	$0	$0	47	15	1	n/a	n/a
2023	Mar 27, 2024	n/a	n/a	44	15	1	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	44	14	1	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	48	29	1	n/a	n/a
2020	Mar 29, 2021	n/a	n/a	49	30	1	n/a	n/a
2019	Mar 30, 2020	n/a	n/a	49	31	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	50	47	1	1

Relationships

Affiliated with (10)

← GREENHOUSE FUNDS LLLPRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← RIVERFRONT INVESTMENT GROUP, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← STRATEGAS ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ RIVERFRONT INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ STRATEGAS ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GAMMA INVESTING LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
← GAMMA INVESTING LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HEFREN-TILLOTSON, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Registered with (4)

← Michael P HurleyAdvisorregistration: current employment
Nov 21, 2025 to presentfactForm ADV
← Ricardo LopezAdvisorregistration: current employment
Apr 11, 2025 to presentfactForm ADV
← Gerald HendricksAdvisorregistration: current employment
Feb 18, 2021 to presentfactForm ADV
← Jonathan MattaAdvisorregistration: previous registration
Sep 15, 2023 to Dec 9, 2024factForm ADV

Owns (4)

← TOTORO, MICHAEL AOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← GODOFSKY, MARK DAVIDOwnerFINOP / CFO, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← RISSMILLER, DONALD JAMESOwnerVICE CHAIRMAN / PRINCIPAL, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← GABAY, EILEEN MARGARETOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV

Controls (5)

← TRENNERT, JASON RICHARDOwnerCHAIRMAN / CEO, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← BOOTH, STEVEN GREGORYOwnerDIRECTOR, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← LANGENFELD, JON AOwnerDIRECTOR, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← BOHNSACK, NICHOLAS GREGORYOwnerPRESIDENT / COO, ownership code NA, individual
May 30, 2019 to Mar 27, 2024factForm ADV
← BAIRD FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
May 30, 2019 to Mar 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 9, 2024
Advisor changed firm
Jonathan Matta left Baird Strategas Llc for Charles Schwab & Co., Inc. (registered 2025-01-14)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2020
Control person left
Paul Edward Purcell (Director) no longer on Schedule A of Baird Strategas Llc (listed 2020-03-30, absent 2020-04-22)
Form ADVobserved 6 days ago
Occurred
May 30, 2019
First Form ADV filing
Strategas Securities, Llc Dba Strategas Research Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 29, 2021
Baird Strategas Llc reported 0 state-registered advisory representatives, down from 13 (2020-04-22 to 2021-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce0170b1-9bec-5406-9872-d7acf3f06916
First observed: May 30, 2019
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAIRD STRATEGAS LLC

CRD 149326

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce0170b1-9bec-5406-9872-d7acf3f06916

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Gerald Hendricks

n/a

NEW YORK, NY

yes

Ricardo Lopez

n/a

NEW YORK, NY

yes

Michael P Hurley

n/a

NEW YORK, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAIRD FINANCIAL CORPORATION

Shareholder

yes

01/2018

May 30, 2019

Mar 27, 2024

BAIRD FINANCIAL GROUP, INC

Shareholder

yes

01/2018

May 30, 2019

Mar 27, 2024

BOHNSACK, NICHOLAS GREGORY

PRESIDENT / COO

yes

09/2008

May 30, 2019

Mar 27, 2024

BOOTH, STEVEN GREGORY

Director

yes

01/2018

May 30, 2019

Mar 27, 2024

LANGENFELD, JON A

Director

yes

01/2018

May 30, 2019

Mar 27, 2024

TRENNERT, JASON RICHARD

CHAIRMAN / CEO

yes

09/2008

May 30, 2019

Mar 27, 2024

GABAY, EILEEN MARGARET

CHIEF COMPLIANCE OFFICER

11/2010

May 30, 2019

Mar 27, 2024

GODOFSKY, MARK DAVID

FINOP / CFO

12/2009

May 30, 2019

Mar 27, 2024

RISSMILLER, DONALD JAMES

VICE CHAIRMAN / PRINCIPAL

09/2008

May 30, 2019

Mar 27, 2024

TOTORO, MICHAEL A

CHIEF TECHNOLOGY OFFICER

09/2008

May 30, 2019

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROBERT W. BAIRD & CO. INCORPORATED

n/a

Mixed wealth

$394B

yes

n/a

GAMMA INVESTING LLC

n/a

Asset manager

$2.3B

yes

n/a

RIVERFRONT INVESTMENT GROUP, LLC

n/a

Mixed wealth

$2.2B

yes

n/a

STRATEGAS ASSET MANAGEMENT, LLC

n/a

Asset manager

$458M

yes

n/a

BAIRD TRUST COMPANY

n/a

yes

n/a

ROBERT W. BAIRD LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Washington

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

n/a

2024

Mar 31, 2025

n/a

2023

Mar 27, 2024

n/a

2022

Mar 31, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Mar 29, 2021

n/a

2019

Mar 30, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a