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Advisor at PROSPERA CAPITAL MANAGEMENT, LLC
GILBERT, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 18, 2026 | n/a | yes | GILBERT, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 27, 2014 | Mar 17, 2026 | no | SCOTTSDALE, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Jul 11, 2006 | Dec 3, 2013 | no | PHOENIX, AZ|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | PROSPERA CAPITAL MANAGEMENT, LLC | Mar 17, 2026 | Mar 18, 2026 | 1 | Firm change | Ibd to RIA |
| USAA FINANCIAL PLANNING SERVICES | VANGUARD ADVISERS, INC. | Dec 3, 2013 | Aug 27, 2014 | 267 | Firm change | Other |