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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

KENNETH EDWARD CADY

Advisor at INTEGRITY ALLIANCE, LLC

AUSTIN, TX | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:3dced0fd-0f52-f70d-a3ab-4ccd615a779b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 8, 1993
First registration: Jul 31, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1942441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 3, 2025	n/a	yes	NAPERVILLE, IL\|AUSTIN, TX	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Aug 7, 2017	Nov 3, 2025	no	NAPERVILLE, IL	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Oct 8, 2010	Aug 7, 2017	no	CHICAGO, IL\|NAPERVILLE, IL\|NAPERVILLE, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Oct 12, 2010	no	CHICAGO, IL\|WESTCHESTER, IL\|CHICAGO, IL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jan 18, 2008	Nov 13, 2009	no	BURR RIDGE, IL\|OAKBROOK, IL\|CHICAGO, IL\|WESTCHESTER, IL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 31, 2000	Jan 31, 2008	no	WESTERN SPRINGS, IL\|WESTCHESTER, IL\|BERWYN, IL\|BERWYN, IL\|WESTCHESTER, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
WINTRUST INVESTMENTS	LION STREET ADVISORS, LLC	Aug 7, 2017	Aug 7, 2017	0	Firm change	Other
PNC WEALTH MANAGEMENT	WINTRUST INVESTMENTS	Oct 12, 2010	Oct 8, 2010	-4	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	NATCITY INVESTMENTS, INC.	Jan 31, 2008	Jan 18, 2008	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
875:167610:IL:2017-08-04	Aug 7, 2017	Aug 7, 2017	NAPERVILLE, IL	Firm change

Relationships

Registered with (6)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 7, 2017 to Nov 3, 2025factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Oct 8, 2010 to Aug 7, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Oct 12, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 18, 2008 to Nov 13, 2009factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 31, 2000 to Jan 31, 2008factForm ADV

Dated events

No dated event names this entity yet.