RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E••••• C•••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Naperville, Il
- L••• S••••• A•••••••• L•• formerAug 7, 2017 to Nov 3, 2025 · Naperville, Il
- W••••••• I••••••••• formerOct 8, 2010 to Aug 7, 2017 · Chicago, Il
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Oct 12, 2010 · Chicago, Il
- N•••••• I••••••••• I••• unclassifiedJan 18, 2008 to Nov 13, 2009 · Burr Ridge, Il
- I••••• F•••••••• C••••••••• formerJul 31, 2000 to Jan 31, 2008 · Western Springs, Il
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- W••••••• I••••••••• to L••• S••••• A•••••••• L••left Aug 7, 2017, registered Aug 7, 2017 (0 days) · Other · moved with a team
- P•• W••••• M••••••••• to W••••••• I•••••••••left Oct 12, 2010, registered Oct 8, 2010 (-4 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to N•••••• I••••••••• I•••left Jan 31, 2008, registered Jan 18, 2008 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address