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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

MARK ANTHONY FACCONE

Advisor at THE PRIVATE CLIENT ADVISORY GROUP, LLC

MANASQUAN, NJ

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Search this name across graphsid dfx:ria:3dd668e2-44d8-33e1-c31c-6cf61dc941bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PRIVATE CLIENT ADVISORY GROUP, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 10, 1998
First registration: Nov 21, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3112389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PRIVATE CLIENT ADVISORY GROUP, LLC	Former SEC adviser	Jan 8, 2021	n/a	yes	MANASQUAN, NJ	Current employment
FORTIS GROUP ADVISORS LLC	Independent wealth	Apr 2, 2018	Mar 24, 2021	no	Red Bank, NJ\|WESTWOOD, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 27, 2005	Feb 14, 2018	no	LANOKA HARBOR, NJ\|MANALAPAN, NJ\|toms river, NJ\|LANOKA HARBOR, NJ\|MANALAPAN, NJ\|RED BANK, NJ\|RED BANK, NJ\|APPLETON, WI	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	May 13, 2005	no	FORKED RIVER, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Nov 21, 2002	Oct 20, 2004	no	SHIP BOTTOM, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORTIS GROUP ADVISORS LLC	THE PRIVATE CLIENT ADVISORY GROUP, LLC	Mar 24, 2021	Jan 8, 2021	-75	Firm change after gap	RIA to new firm
INVEST FINANCIAL CORPORATION	FORTIS GROUP ADVISORS LLC	Feb 14, 2018	Apr 2, 2018	47	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	INVEST FINANCIAL CORPORATION	May 13, 2005	May 27, 2005	14	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:290427:WI:2018-02-14	Feb 14, 2018	Apr 2, 2018	APPLETON, WI	Firm change

Relationships

Registered with (5)

→ THE PRIVATE CLIENT ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jan 8, 2021 to presentfactForm ADV
→ FORTIS GROUP ADVISORS LLCRegistered adviserregistration: previous registration
Apr 2, 2018 to Mar 24, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
May 27, 2005 to Feb 14, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to May 13, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Nov 21, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.