DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Anthony Faccone
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Jan 8, 2021
In the industry
27 y
since Nov 10, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Private Client Advisory Group, LLC former currentsince Jan 8, 2021 · Manasquan, Nj
- Fortis Group Advisors LLC independent RIAApr 2, 2018 to Mar 24, 2021 · Red Bank, Nj
- Invest Financial Corporation formerMay 27, 2005 to Feb 14, 2018 · Lanoka Harbor, Nj
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to May 13, 2005 · Forked River, Nj
- Quick & Reilly, Inc. unclassifiedNov 21, 2002 to Oct 20, 2004 · Ship Bottom, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fortis Group Advisors LLC to The Private Client Advisory Group, LLCleft Mar 24, 2021, registered Jan 8, 2021 (-75 days) · RIA to a newly registered adviser
- Invest Financial Corporation to Fortis Group Advisors LLCleft Feb 14, 2018, registered Apr 2, 2018 (47 days) · Other · moved with a team
- Banc Of America Investment Services, Inc. to Invest Financial Corporationleft May 13, 2005, registered May 27, 2005 (14 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address