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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

James Cox

Advisor at ROBINHOOD ASSET MANAGEMENT

MENLO PARK, CA | Riverview, FL

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Search this name across graphsid dfx:ria:3dd9afde-9497-116a-cb0e-51db3bcc8599

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBINHOOD ASSET MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 10, 2014
First registration: Feb 11, 2014
Dual registered: yes, broker-dealer
Other names: JIM COX|JAMES COX|JAMES PATRICK COX|James P Cox
IAPD individual key: 6256078

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBINHOOD ASSET MANAGEMENT	Bd affiliated wealth	Jan 14, 2026	n/a	yes	Riverview, FL\|MENLO PARK, CA	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 1, 2021	Feb 16, 2024	no	ST. PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 15, 2019	Feb 16, 2024	no	St Petersburg, FL	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Dec 26, 2018	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Mar 10, 2015	Jan 8, 2018	no	TAMPA, FL\|Tampa, FL	Previous registration
EDWARD JONES	National bd RIA	Feb 11, 2014	Jan 20, 2015	no	ST LOUIS, MO\|STRATHAM, NH\|TEMPE, AZ\|RIVERVIEW, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 16, 2024	Oct 1, 2021	-868	Firm change after gap	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	ROBINHOOD ASSET MANAGEMENT	Feb 16, 2024	Jan 14, 2026	698	Firm change after gap	Ibd to RIA
USAA INVESTMENT SERVICES COMPANY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 26, 2018	Feb 15, 2019	51	Firm change	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
EDWARD JONES	USAA FINANCIAL PLANNING SERVICES	Jan 20, 2015	Mar 10, 2015	49	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:149018:TX:2018-12-17	Dec 26, 2018	Feb 15, 2019	SAN ANTONIO, TX	Firm change

Relationships

Registered with (6)

→ ROBINHOOD ASSET MANAGEMENTRegistered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 15, 2019 to Feb 16, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 1, 2021 to Feb 16, 2024factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Dec 26, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 10, 2015 to Jan 8, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 11, 2014 to Jan 20, 2015factForm ADV

Dated events

Occurred
Feb 16, 2024
Advisor changed firm
James Cox left Raymond James & Associates, Inc. for Robinhood Asset Management (registered 2026-01-14)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2024
Advisor changed firm
James Cox left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2021-10-01)
Form ADVobserved 4 days ago