DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C••

R•••••••• A•••• M•••••••••BD affiliatedMenlo Park, Ca dual registrantIAPD 6256078

Feed of 09/14/2026

Also filed as Jim Cox

At current firm

0 y

since Jan 14, 2026

In the industry

12 y

since Feb 10, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••••• A•••• M••••••••• BD affiliated current
since Jan 14, 2026 · Riverview, Fl
R•••••• J•••• • A••••••••• I••• national BD
Oct 1, 2021 to Feb 16, 2024 · St. Petersburg, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 15, 2019 to Feb 16, 2024 · St Petersburg, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Dec 26, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Mar 10, 2015 to Jan 8, 2018 · Tampa, Fl
E••••• J•••• national BD
Feb 11, 2014 to Jan 20, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Feb 16, 2024, registered Oct 1, 2021 (-868 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to R•••••••• A•••• M•••••••••
left Feb 16, 2024, registered Jan 14, 2026 (698 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 26, 2018, registered Feb 15, 2019 (51 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E••••• J•••• to U••• F•••••••• P••••••• S•••••••
left Jan 20, 2015, registered Mar 10, 2015 (49 days) · Other

Signals

J•••• C•• left R•••••• J•••• • A••••••••• I••• for R•••••••• A•••• M••••••••• (registered 2026-01-14)
Feb 16, 2024 · Advisor changed firm · fact
J•••• C•• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2021-10-01)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address