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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

KATHLEEN H REEVES

Advisor at EATON VANCE MANAGEMENT

BOSTON, MA

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Search this name across graphsid dfx:ria:3ded6dd9-8b80-620d-a057-d0c0fd463c6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EATON VANCE MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 24, 2017
First registration: Oct 31, 2017
Dual registered: yes, broker-dealer
Other names: Kathleen Harrigan|Kathleen Ann Harrigan|Kathleen A Harrigan|KATHLEEN A REEVES
IAPD individual key: 6823880

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EATON VANCE MANAGEMENT	Asset manager	Jul 26, 2023	n/a	yes	BOSTON, MA	Current employment
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jun 24, 2021	Oct 29, 2021	no	SANDY SPRINGS, GA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 13, 2020	Jun 10, 2021	no	Charleston, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 31, 2017	Aug 3, 2020	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTAURUS FINANCIAL, INC.	EATON VANCE MANAGEMENT	Oct 29, 2021	Jul 26, 2023	635	Firm change after gap	Other
MORGAN STANLEY	CENTAURUS FINANCIAL, INC.	Jun 10, 2021	Jun 24, 2021	14	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Aug 3, 2020	Aug 13, 2020	10	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ EATON VANCE MANAGEMENTRegistered adviserregistration: current employment
Jul 26, 2023 to presentfactForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 24, 2021 to Oct 29, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 13, 2020 to Jun 10, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 31, 2017 to Aug 3, 2020factForm ADV

Dated events

No dated event names this entity yet.