DFX Intelligence

K•••••••• E••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

K•••••••• E••• K•••

Advisor at B•••••••• W•••••• L••

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:3df60012-0314-0927-aba7-58c03bc52c5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• W•••••• L••	Independent wealth	Oct 10, 2017	n/a	yes	CEDAR RAPIDS, IA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 18, 2016	Oct 11, 2017	no	CEDAR RAPIDS, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	B•••••••• W•••••• L••	Oct 11, 2017	Oct 10, 2017	-1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:289538:IA:2017-10-10	Oct 11, 2017	Oct 10, 2017	CEDAR RAPIDS, IA	Firm change

Relationships

Registered with (2)

→ B•••••••• W•••••• L••Registered adviserregistration: current employment
Oct 10, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2016 to Oct 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3df60012-0314-0927-aba7-58c03bc52c5b
First observed: Feb 18, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.