DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VANGUARD ADVISERS, INC.
MALVERN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jun 29, 2026 | n/a | yes | MALVERN, PA | Current employment |
| GREAT AMERICAN ADVISORS, INC. | Former SEC adviser | May 16, 2017 | Jan 27, 2026 | no | Paoli, PA|CINCINNATI, OH|CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 20, 2011 | Oct 18, 2013 | no | WAYNE, PA | Previous registration |
| STRATEGIC FINANCIAL | State registered | Nov 9, 2009 | Jun 16, 2011 | no | MOUNT LAUREL, NJ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jul 8, 2009 | Jun 16, 2011 | no | MOUNT LAUREL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREAT AMERICAN ADVISORS, INC. | VANGUARD ADVISERS, INC. | Jan 27, 2026 | Jun 29, 2026 | 153 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GREAT AMERICAN ADVISORS, INC. | Oct 18, 2013 | May 16, 2017 | 1,306 | Firm change after gap | Other |
| STRATEGIC FINANCIAL | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 16, 2011 | Jun 20, 2011 | 4 | Firm change | Other |
| FSC SECURITIES CORPORATION | STRATEGIC FINANCIAL | Jun 16, 2011 | Nov 9, 2009 | -584 | Firm change after gap | Other |