DFX Intelligence

E••••••••• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

E••••••••• W••••• A•••••••• I•••

CRD 141014

ROCKVILLE, MD

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Search this name across graphsid dfx:ria:3e200538-6c3b-03bd-2a13-fd50d15fa603

Data as of Nov 12, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 1
Observed: Mar 19, 2012 to Nov 12, 2025
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

E••••••••• W••••• A•••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $198M••• Locked
Discretionary RAUM: $198M
Private client RAUM: $184Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••••• T•• • W••••• A•••••••• I•••	Owner	E	yes	01/2022	Mar 29, 2022	Dec 6, 2024
T•• J•••• D• W••••••• R•••••••• T••••	Owner	D	yes	01/2022	Mar 29, 2022	Dec 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••••• T•• • W••••• A•••••••• I•••	n/a	n/a	n/a	N	yes	Md

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	4

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$198M	$194M	2.0%	$239M	-6.1%	6	6	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O••• B••••• W••••• G•••• L••	3	Dec 19, 2025	Sep 22, 2025	ROCKVILLE, MD	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (7)

← T•••• M••••Advisorregistration: previous registration
Mar 16, 2023 to Dec 19, 2025factForm ADV
← Kevin C MoodyAdvisorregistration: previous registration
Jan 27, 2022 to Dec 19, 2025factForm ADV
← Daniel James ReevesAdvisorregistration: previous registration
Sep 18, 2023 to Dec 19, 2025factForm ADV
← Joseph William Kantakevich

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 19, 2025
Firm absorbed
E••••••••• W••••• A•••••••• I•••'s advisors moved to O••• B••••• W••••• G•••• L•• (Rockville, MD): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Dec 19, 2025
Advisor changed firm
Kevin C Moody left E••••••••• W••••• A•••••••• I••• for O••• B••••• W••••• G•••• L•• (registered 2025-09-18)
Form ADVobserved 7 days ago
Occurred
Dec 19, 2025
Advisor changed firm
Daniel James Reeves left E••••••••• W••••• A•••••••• I••• for O••• B••••• W••••• G•••• L•• (registered 2025-09-17)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e200538-6c3b-03bd-2a13-fd50d15fa603
First observed: Mar 19, 2012
Last observed: Nov 12, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.