T••••• H••••••

Advisor at E•••• S••••••••• L••

CLARKSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24206e6b-a553-6f5c-0176-d507b9d6f5d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Dec 15, 2016	n/a	yes	CLARKSBURG, MD	Current employment
E••••••••• W••••• A•••••••• I•••	Former SEC adviser	Oct 18, 2013	Jul 11, 2014	no	ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• A•••••••• I•••	E•••• S••••••••• L••	Jul 11, 2014	Dec 15, 2016	888	Firm change after gap	Other
T•• R••••••••• G••••• L••	E••••••••• W••••• A•••••••• I•••	Nov 3, 2011	Oct 18, 2013

Relationships

Registered with (5)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Dec 15, 2016 to presentfactForm ADV
→ E••••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2013 to Jul 11, 2014factForm ADV
→ T•• R••••••••• G••••• L••Registered adviserregistration: previous registration
Oct 17, 2011 to Nov 3, 2011factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24206e6b-a553-6f5c-0176-d507b9d6f5d0
First observed: Oct 1, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.