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S•••••• C•••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S•••••• C•••••• R••

Advisor at P••••••••• C••••••

Lowell, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e3b4be5-71ae-00d8-0601-8a8db9e940e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C••••••	State registered	Dec 3, 2025	n/a	yes	Lowell, AR	Current employment
4• F••••••••	Independent wealth	Jan 3, 2023	Nov 19, 2025	no	Houston, TX\|AUSTIN, TX\|Houston, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
4• F••••••••	P••••••••• C••••••	Nov 19, 2025	Dec 3, 2025	14	Firm change	RIA to state RIA
T••••••• A•••••• N••••••• L••	4• F••••••••	Dec 31, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:125648:TX:2020-01-29	Jan 30, 2020	Jan 31, 2020	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ P••••••••• C••••••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ 4• F••••••••Registered adviserregistration: previous registration
Jan 3, 2023 to Nov 19, 2025factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 23, 2020 to Dec 31, 2022factForm ADV
→ P•• A••••••• S•••••••• L••

Dated events

Occurred
Nov 19, 2025
A•••••• firm change
S•••••• C•••••• R•• left 4• F•••••••• for P••••••••• C•••••• (registered 2025-12-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e3b4be5-71ae-00d8-0601-8a8db9e940e6
First observed: Mar 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.