DFX Intelligence

J•••••• G• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J•••••• G• D•••••

Advisor at F•••• P••••••• W•••••• L••

WESTPORT, CT

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Search this name across graphsid dfx:ria:3e518db4-2c26-ff67-0949-c89c9d9b9222

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	WESTPORT, CT	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	Feb 1, 2021	Sep 23, 2025	no	Westport, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	F•••• P••••••• W•••••• L••	Sep 23, 2025	Jul 1, 2025	-84	Bulk transfer	RIA to RIA
O••••••••• • C•• I•••	C•••••••• M••••••••• G••••	Jan 29, 2021	Feb 1, 2021

Relationships

Registered with (7)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Feb 1, 2021 to Sep 23, 2025factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
May 6, 2019 to Jan 29, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e518db4-2c26-ff67-0949-c89c9d9b9222
First observed: Jan 7, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.