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RIA / WealthAdvisor18 years in industry

JOSEPH JAMES PUETZ

Advisor at ACRYLIC FINANCIAL, INC.

Elkhorn, NE | FOUNTAIN HILLS, AZ

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Search this name across graphsid dfx:ria:3e68e41c-0e34-2386-5738-b2f8fa5d009f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ACRYLIC FINANCIAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 5, 2012
First registration: Jan 3, 2008
Dual registered: no
Other names: JOE PUETZ|JOE JAMES PUETZ
IAPD individual key: 5438783

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ACRYLIC FINANCIAL, INC.	Independent wealth	Aug 13, 2021	n/a	yes	FOUNTAIN HILLS, AZ\|Elkhorn, NE	Current employment
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 7, 2019	Jun 26, 2020	no	BRENTWOOD, TN\|ELKHORN, NE	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 24, 2017	Nov 5, 2019	no	OMAHA, NE	Previous registration
QUANTUM FINANCIAL PARTNERS LLC	Independent wealth	Jan 7, 2016	Feb 6, 2017	no	Omaha, NE\|OVERLAND PARK, KS	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 5, 2014	Dec 2, 2015	no	OMAHA, NE\|OMAHA, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 11, 2012	Sep 18, 2013	no	PAPILLION, NE	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Jan 3, 2008	Oct 16, 2009	no	OMAHA, NE\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUE CAPITAL MANAGEMENT, LLC	ACRYLIC FINANCIAL, INC.	Jun 26, 2020	Aug 13, 2021	413	Firm change after gap	RIA to RIA
PRUCO SECURITIES, LLC	VIRTUE CAPITAL MANAGEMENT, LLC	Nov 5, 2019	Nov 7, 2019	2	Firm change	Ibd to RIA
QUANTUM FINANCIAL PARTNERS LLC	PRUCO SECURITIES, LLC	Feb 6, 2017	Mar 24, 2017	46	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	QUANTUM FINANCIAL PARTNERS LLC	Dec 2, 2015	Jan 7, 2016	36	Firm change	Other
WELLS FARGO ADVISORS	ALLSTATE FINANCIAL ADVISORS, LLC	Sep 18, 2013	Mar 5, 2014	168	Firm change	Other
FINANCIAL WEST GROUP	WELLS FARGO ADVISORS	Oct 16, 2009	Oct 11, 2012	1,091	Firm change after gap	Other

Relationships

Registered with (7)

→ ACRYLIC FINANCIAL, INC.Registered adviserregistration: current employment
Aug 13, 2021 to presentfactForm ADV
→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 7, 2019 to Jun 26, 2020factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 24, 2017 to Nov 5, 2019factForm ADV
→ QUANTUM FINANCIAL PARTNERS LLCRegistered adviserregistration: previous registration
Jan 7, 2016 to Feb 6, 2017factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 5, 2014 to Dec 2, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 11, 2012 to Sep 18, 2013factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jan 3, 2008 to Oct 16, 2009factForm ADV

Dated events

No dated event names this entity yet.