RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• P••••
- A•••••• F••••••••• I••• independent RIA currentsince Aug 13, 2021 · Fountain Hills, Az
- V••••• C•••••• M••••••••• L•• independent RIANov 7, 2019 to Jun 26, 2020 · Brentwood, Tn
- P•••• S••••••••• L•• no RAUMMar 24, 2017 to Nov 5, 2019 · Omaha, Ne
- Q•••••• F•••••••• P••••••• L•• independent RIAJan 7, 2016 to Feb 6, 2017 · Omaha, Ne
- A••••••• F•••••••• A•••••••• L•• BD affiliatedMar 5, 2014 to Dec 2, 2015 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseOct 11, 2012 to Sep 18, 2013 · Papillion, Ne
- F•••••••• W••• G•••• formerJan 3, 2008 to Oct 16, 2009 · Omaha, Ne
- V••••• C•••••• M••••••••• L•• to A•••••• F••••••••• I•••left Jun 26, 2020, registered Aug 13, 2021 (413 days) · RIA to RIA
- P•••• S••••••••• L•• to V••••• C•••••• M••••••••• L••left Nov 5, 2019, registered Nov 7, 2019 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• F•••••••• P••••••• L•• to P•••• S••••••••• L••left Feb 6, 2017, registered Mar 24, 2017 (46 days) · Other
- A••••••• F•••••••• A•••••••• L•• to Q•••••• F•••••••• P••••••• L••left Dec 2, 2015, registered Jan 7, 2016 (36 days) · Other
- W•••• F•••• A••••••• to A••••••• F•••••••• A•••••••• L••left Sep 18, 2013, registered Mar 5, 2014 (168 days) · Other
- F•••••••• W••• G•••• to W•••• F•••• A•••••••left Oct 16, 2009, registered Oct 11, 2012 (1091 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address