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A••••• M•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• M•••• S••••

Advisor at K•••• A••••••• R•••••• I••••••••• M••••••••• L••

LOS ANGELES, CA | Dallas, TX

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Search this name across graphsid dfx:ria:3e6bcfa7-93a0-a872-0782-6ac877628dec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• A••••••• R•••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Mixed wealth	Jun 3, 2026	n/a	yes	LOS ANGELES, CA\|Dallas, TX	Current employment
M••••••	Bd affiliated wealth	Apr 11, 2023	May 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	K•••• A••••••• R•••••• I••••••••• M••••••••• L••	May 28, 2026	Jun 3, 2026	6	Firm change	Ibd to RIA
P••••••• C•••••• A••••••• C•••••••••	M••••••	Mar 20, 2023

Relationships

Registered with (4)

→ K•••• A••••••• R•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Apr 11, 2023 to May 28, 2026factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Jul 25, 2018 to Mar 20, 2023factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••

Dated events

Occurred
May 28, 2026
Advisor changed firm
A••••• M•••• S•••• left Mariner for K•••• A••••••• R•••••• I••••••••• M••••••••• L•• (registered 2026-06-03)
Form ADVobserved 7 days ago
Occurred
Mar 20, 2023
Advisor changed firm
A••••• M•••• S•••• left P••••••• C•••••• A••••••• C••••••••• for Mariner (registered 2023-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e6bcfa7-93a0-a872-0782-6ac877628dec
First observed: Jul 28, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.