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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Englewood, CO | Centennial, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Englewood, CO|Centennial, CO | Current employment |
| GPS WEALTH STRATEGIES GROUP, LLC | Former SEC adviser | Feb 3, 2025 | Dec 1, 2025 | no | CENTENNIAL, CO|Centennial, CO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 27, 2024 | Dec 5, 2025 | no | CENTENNIAL, CO|SCOTTSDALE, AZ|ENGLEWOOD, CO | Previous registration |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Sep 3, 2020 | Jan 31, 2025 | no | Englewood, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 11, 2013 | Sep 11, 2020 | no | DENVER, CO|DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | GPS WEALTH STRATEGIES GROUP, LLC | Dec 5, 2025 | Feb 3, 2025 | -305 | Firm change after gap | Ibd to RIA |
| GPS WEALTH STRATEGIES GROUP, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 1, 2025 | Dec 1, 2025 | 0 | Firm change | RIA to ibd |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | LPL FINANCIAL LLC | Jan 31, 2025 | Aug 27, 2024 | -157 | Firm change after gap | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Sep 11, 2020 | Sep 3, 2020 | -8 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:285507:CO:2025-11-24 | Dec 5, 2025 | Feb 3, 2025 | CENTENNIAL, CO | Firm change after gap |
| 285507:149018:CO:2025-12-01 | Dec 1, 2025 | Dec 1, 2025 | CENTENNIAL, CO | Firm change |