DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• N•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedEnglewood, Co dual registrantIAPD 4818375

Feed of 09/15/2026

Also filed as Justin Nimock

At current firm

0 y

since Dec 1, 2025

In the industry

13 y

since Feb 9, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Dec 1, 2025 · Englewood, Co
G•• W••••• S••••••••• G••••• L•• former
Feb 3, 2025 to Dec 1, 2025 · Centennial, Co
L•• F•••••••• L•• BD affiliated
Aug 27, 2024 to Dec 5, 2025 · Centennial, Co
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Sep 3, 2020 to Jan 31, 2025 · Englewood, Co
U•• F•••••••• S••••••• I••• wirehouse
Feb 11, 2013 to Sep 11, 2020 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to G•• W••••• S••••••••• G••••• L••
left Dec 5, 2025, registered Feb 3, 2025 (-305 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
G•• W••••• S••••••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 1, 2025, registered Dec 1, 2025 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
H••••••••• G•••• E••••• • R••••••••• S••••••••• to L•• F•••••••• L••
left Jan 31, 2025, registered Aug 27, 2024 (-157 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left Sep 11, 2020, registered Sep 3, 2020 (-8 days) · Wirehouse to independent RIA

Signals

J••••• M•••••• N••••• left L•• F•••••••• L•• for G•• W••••• S••••••••• G••••• L•• (registered 2025-02-03)
Dec 5, 2025 · Advisor changed firm · fact
J••••• M•••••• N••••• left G•• W••••• S••••••••• G••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-12-01)
Dec 1, 2025 · Advisor changed firm · fact
J••••• M•••••• N••••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for L•• F•••••••• L•• (registered 2024-08-27)
Jan 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address