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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

ALAN A DEMATTIA

Advisor at WELLS FARGO ADVISORS

FLORHAM PARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e797028-a20c-e1b1-32ed-2c37a7e2d473

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 1, 1988
First registration: Feb 4, 2000
Dual registered: yes, broker-dealer
Other names: ALAN ANTHONY DEMATTIA|ALAN ANTHONY DE MATTIA
IAPD individual key: 1721752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 18, 2024	n/a	yes	FLORHAM PARK, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 30, 2015	Apr 18, 2024	no	FLORHAM PARK, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 3, 2015	no	Morristown, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 17, 2008	Jun 1, 2009	no	MORRISTOWN, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 4, 2000	Apr 18, 2008	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Apr 18, 2024	Apr 18, 2024	0	Channel change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Feb 3, 2015	Jan 30, 2015	-4	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Apr 18, 2008	Apr 17, 2008	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:NJ:2024-04-10	Apr 18, 2024	Apr 18, 2024	FLORHAM PARK, NJ	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 30, 2015 to Apr 18, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 3, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 17, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 4, 2000 to Apr 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e797028-a20c-e1b1-32ed-2c37a7e2d473
First observed: Feb 4, 2000
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALAN A DEMATTIA

Advisor at WELLS FARGO ADVISORS

FLORHAM PARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e797028-a20c-e1b1-32ed-2c37a7e2d473

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:38 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Apr 18, 2024

n/a

yes

FLORHAM PARK, NJ

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 30, 2015

Apr 18, 2024

FLORHAM PARK, NJ

Previous registration

MORGAN STANLEY

Wirehouse

Jun 1, 2009

Feb 3, 2015

Morristown, NJ

Previous registration

MORGAN STANLEY & CO. LLC

n/a

Apr 17, 2008

Jun 1, 2009

MORRISTOWN, NJ

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Feb 4, 2000

Apr 18, 2008

FLORHAM PARK, NJ|FLORHAM PARK, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Apr 18, 2024

Channel change

Wirehouse to wirehouse

MORGAN STANLEY

WELLS FARGO ADVISORS

Feb 3, 2015

Jan 30, 2015

-4

Firm change

Wirehouse to wirehouse

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

Jun 1, 2009

Bulk transfer

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

Apr 18, 2008

Apr 17, 2008

-1

Firm change

Other

Team

Left

Joined

From

Kind

19616:11025:NJ:2024-04-10

Apr 18, 2024

FLORHAM PARK, NJ

Firm change