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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

MANNING & NAPIER ALTERNATIVE OPPORTUNITIES, LLC

CRD 112005

FAIRPORT, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ea3cb9a-b82d-1ee4-0827-2fad0e5a71a9

Data as of Mar 20, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 20, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Custody, client assets: $0
SEC number: 801-46297
CRD: 112005
Filings on the tape: 12
First filed: Mar 29, 2012
Latest filed: Mar 20, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COONS, JEFFREY, SCOTT	PRESIDENT AND TREASURER	Na	yes	10/2011	Mar 29, 2012	Mar 20, 2017
M&N GROUP HOLDINGS, LLC	Member	E	yes	10/2011	Mar 29, 2012	Mar 20, 2017
MANNING & NAPIER GROUP, LLC	MANAGING MEMBER	E	yes	10/2011	Mar 29, 2012	Mar 20, 2017
MANNING & NAPIER, INC.	SOLE MANAGING MEMBER	F	yes	06/2011	Mar 29, 2012	Mar 20, 2017
MANNING, WILLIAM	MANAGING MEMBER	E	yes	06/2011	Mar 29, 2012	Mar 20, 2017
YATES, RICHARD, BUTLER	CORPORATE SECRETARY	Na	yes	10/2011	Mar 29, 2012	Mar 20, 2017
KUSHNER, JESSICA, MICHELE	CHIEF COMPLIANCE OFFICER	Na	no	06/2015	Jun 5, 2015	Mar 20, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MANNING & NAPIER ADVISORS, LLC	n/a	Mixed wealth	$17B	N	yes	n/a
RAINIER INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$581M	N	yes	n/a
EXETER TRUST COMPANY	n/a	n/a	n/a	N	yes	Nh
MANNING & NAPIER BENEFITS, LLC	n/a	n/a	n/a	N	yes	n/a
MANNING & NAPIER INVESTOR SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dublin	Oh	United States	n/a	no
ST. PETERSBURG	Oh	United States	n/a	no
Seattle	Wa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2016	Mar 20, 2017	n/a	n/a	0	n/a	n/a	n/a
2015	Mar 4, 2016	$0	$0	0	n/a	n/a	n/a
2014	Mar 27, 2015	$0	$0	0	n/a	n/a	n/a
2013	Mar 26, 2014	$0	$0	0	n/a	n/a	n/a
2012	Mar 26, 2013	$0	$0	0	n/a	n/a	n/a
2011	Mar 29, 2012	$0	$0	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	$0	n/a	$0	n/a	0	0	n/a	n/a

Relationships

Affiliated with (4)

→ RAINIER INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← EXETER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← MANNING, WILLIAMOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← COONS, JEFFREY, SCOTTOwnerPRESIDENT AND TREASURER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← YATES, RICHARD, BUTLEROwnerCORPORATE SECRETARY, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← M&N GROUP HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← MANNING & NAPIER GROUP, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← KUSHNER, JESSICA, MICHELEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 5, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ea3cb9a-b82d-1ee4-0827-2fad0e5a71a9
First observed: Mar 29, 2012
Last observed: Mar 20, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANNING & NAPIER ALTERNATIVE OPPORTUNITIES, LLC

CRD 112005

FAIRPORT, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ea3cb9a-b82d-1ee4-0827-2fad0e5a71a9

Data as of Mar 20, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COONS, JEFFREY, SCOTT

PRESIDENT AND TREASURER

yes

10/2011

Mar 29, 2012

Mar 20, 2017

M&N GROUP HOLDINGS, LLC

Member

yes

10/2011

Mar 29, 2012

Mar 20, 2017

MANNING & NAPIER GROUP, LLC

MANAGING MEMBER

yes

10/2011

Mar 29, 2012

Mar 20, 2017

MANNING & NAPIER, INC.

SOLE MANAGING MEMBER

yes

06/2011

Mar 29, 2012

Mar 20, 2017

MANNING, WILLIAM

MANAGING MEMBER

yes

06/2011

Mar 29, 2012

Mar 20, 2017

YATES, RICHARD, BUTLER

CORPORATE SECRETARY

yes

10/2011

Mar 29, 2012

Mar 20, 2017

KUSHNER, JESSICA, MICHELE

CHIEF COMPLIANCE OFFICER

06/2015

Jun 5, 2015

Mar 20, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MANNING & NAPIER ADVISORS, LLC

n/a

Mixed wealth

$17B

yes

n/a

RAINIER INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$581M

yes

n/a

EXETER TRUST COMPANY

n/a

yes

MANNING & NAPIER BENEFITS, LLC

n/a

yes

n/a

MANNING & NAPIER INVESTOR SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dublin

United States

n/a

ST. PETERSBURG

United States

n/a

Seattle

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 20, 2017

n/a

2015

Mar 4, 2016

n/a

2014

Mar 27, 2015

n/a

2013

Mar 26, 2014

n/a

2012

Mar 26, 2013

n/a

2011

Mar 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a