DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Manning & Napier Alternative Opportunities, LLC

Former SEC-registered adviserFairport, New YorkCRD 112005SEC 801-46297IAPD
Latest filing Mar 20, 2017
First filing on the tape Mar 29, 2012 · 12 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$0 as of Mar 4, 2016
Mar 29, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2017
Mar 29, 20120 then
Employees (5.A)0 as of Mar 20, 2017
Mar 26, 20130 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Scott Jeffrey Coons · President And Treasurercontrol
        since 10/2011 · owns less than 5%
      • Butler Richard Yates · Corporate Secretarycontrol
        since 10/2011 · owns less than 5%
      • William Manning · Managing Membercontrol
        since 06/2011 · owns 75% or more of M&N Group Holdings, LLC
      • Michele Jessica Kushner · Chief Compliance Officer
        since 06/2015 · owns less than 5%
      Entity owners
      • Manning & Napier Group, LLC · Managing Member
        direct · owns 75% or more
      • M&N Group Holdings, LLC · Member
        indirect · owns 75% or more of Manning & Napier Group, LLC
      • Manning & Napier, Inc. · Sole Managing Member
        indirect · owns F of Manning & Napier Group, LLC · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Manning & Napier Alternative Opportunities, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Dublin, OH
      • Seattle, WA
      • St. Petersburg, OH
      What changed
      consecutive filings, newest first
      • Accounts · 0.0 to unset
        Mar 4, 2016 to Mar 20, 2017
      • Discretionary RAUM · 0.0 to unset
        Mar 4, 2016 to Mar 20, 2017
      • Non-discretionary RAUM · 0.0 to unset
        Mar 4, 2016 to Mar 20, 2017
      • RAUM · 0.0 to unset
        Mar 4, 2016 to Mar 20, 2017
      • Related bank · false to true
        Mar 26, 2013 to Jun 12, 2013
      • Employees · unset to 0.0
        Mar 29, 2012 to Mar 26, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026