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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

PAUL AUGUST ALEGI

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Sarasota, FL | Edwards, CO | SARASOTA, FL

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Search this name across graphsid dfx:ria:3ebbe69f-3bee-3a6d-fd5b-d4eb04726275

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 7, 2009
First registration: Aug 24, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 2861479

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 18, 2023	n/a	yes	Sarasota, FL\|Edwards, CO\|SARASOTA, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2019	Aug 18, 2023	no	WAYZATA, MN\|WAYZATA, MN\|Siesta Key, FL	Previous registration
GUARDIAN WEALTH STRATEGIES, LLC	Independent wealth	Nov 10, 2017	Nov 15, 2019	no	MINNEAPOLS, MN	Previous registration
ISC FINANCIAL ADVISORS	Independent wealth	Sep 21, 2016	Jan 8, 2018	no	Minneapolis, MN\|ALBERT LEA, MN	Previous registration
CONTEGO CAPITAL GROUP, INC.	Mixed wealth	Jul 30, 2014	Mar 31, 2016	no	EDINA, MN\|EDINA, MN\|EDINA, MN\|EDINA, MN\|EDINA, MN	Previous registration
ADVISORNET WEALTH PARTNERS	Independent wealth	Jan 29, 2014	Aug 15, 2014	no	MINNETONKA, MN	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 8, 2014	Jul 24, 2014	no	MINNETONKA, MN	Previous registration
WALL STREET FINANCIAL GROUP, INC	Former SEC adviser	Aug 24, 2009	Apr 25, 2011	no	Wayzata, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Aug 18, 2023	Aug 18, 2023	0	Firm change	Wirehouse to ibd
GUARDIAN WEALTH STRATEGIES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 15, 2019	Dec 15, 2019	30	Firm change	RIA to wirehouse
ISC FINANCIAL ADVISORS	GUARDIAN WEALTH STRATEGIES, LLC	Jan 8, 2018	Nov 10, 2017	-59	Firm change after gap	Other
CONTEGO CAPITAL GROUP, INC.	ISC FINANCIAL ADVISORS	Mar 31, 2016	Sep 21, 2016	174	Firm change	Other
ADVISORNET WEALTH PARTNERS	CONTEGO CAPITAL GROUP, INC.	Aug 15, 2014	Jul 30, 2014	-16	Firm change	Other
CETERA ADVISOR NETWORKS LLC	ADVISORNET WEALTH PARTNERS	Jul 24, 2014	Jan 29, 2014	-176	Firm change after gap	Other
WALL STREET FINANCIAL GROUP, INC	CETERA ADVISOR NETWORKS LLC	Apr 25, 2011	Jan 8, 2014	989	Firm change after gap	Other

Relationships

Registered with (8)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 15, 2019 to Aug 18, 2023factForm ADV
→ GUARDIAN WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Nov 10, 2017 to Nov 15, 2019factForm ADV
→ ISC FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 21, 2016 to Jan 8, 2018factForm ADV
→ CONTEGO CAPITAL GROUP, INC.Registered adviserregistration: previous registration
Jul 30, 2014 to Mar 31, 2016factForm ADV
→ ADVISORNET WEALTH PARTNERSRegistered adviserregistration: previous registration
Jan 29, 2014 to Aug 15, 2014factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 8, 2014 to Jul 24, 2014factForm ADV
→ WALL STREET FINANCIAL GROUP, INCRegistered adviserregistration: previous registration
Aug 24, 2009 to Apr 25, 2011factForm ADV

Dated events

Occurred
Aug 18, 2023
Advisor changed firm
Paul August Alegi left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James & Associates, Inc. (registered 2023-08-18)
Form ADVobserved 4 days ago