DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul August Alegi
Feed of 09/14/2026
At current firm
3 y
since Aug 18, 2023
In the industry
17 y
since Aug 7, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Aug 18, 2023 · Sarasota, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 15, 2019 to Aug 18, 2023 · Wayzata, Mn
- Guardian Wealth Strategies, LLC independent RIANov 10, 2017 to Nov 15, 2019 · Minneapols, Mn
- Isc Financial Advisors independent RIASep 21, 2016 to Jan 8, 2018 · Minneapolis, Mn
- Contego Capital Group, Inc. mixed wealthJul 30, 2014 to Mar 31, 2016 · Edina, Mn
- Advisornet Wealth Partners independent RIAJan 29, 2014 to Aug 15, 2014 · Minnetonka, Mn
- Cetera Advisor Networks LLC formerJan 8, 2014 to Jul 24, 2014 · Minnetonka, Mn
- Wall Street Financial Group, Inc formerAug 24, 2009 to Apr 25, 2011 · Wayzata, Mn
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.left Aug 18, 2023, registered Aug 18, 2023 (0 days) · Wirehouse to affiliated broker-dealer or bank
- Guardian Wealth Strategies, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 15, 2019, registered Dec 15, 2019 (30 days) · RIA to wirehouse
- Isc Financial Advisors to Guardian Wealth Strategies, LLCleft Jan 8, 2018, registered Nov 10, 2017 (-59 days) · Other
- Contego Capital Group, Inc. to Isc Financial Advisorsleft Mar 31, 2016, registered Sep 21, 2016 (174 days) · Other
- Advisornet Wealth Partners to Contego Capital Group, Inc.left Aug 15, 2014, registered Jul 30, 2014 (-16 days) · Other
- Cetera Advisor Networks LLC to Advisornet Wealth Partnersleft Jul 24, 2014, registered Jan 29, 2014 (-176 days) · Other
- Wall Street Financial Group, Inc to Cetera Advisor Networks LLCleft Apr 25, 2011, registered Jan 8, 2014 (989 days) · Other
Signals
- Paul August Alegi left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James & Associates, Inc. (registered 2023-08-18)Aug 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address