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Advisor at OPPENHEIMER & CO. INC.
FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Nov 6, 2024 | n/a | yes | FORT LAUDERDALE, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 19, 2022 | Oct 11, 2024 | no | ASHEVILLE, NC|BOCA RATON, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 3, 2019 | Jul 26, 2022 | no | Coral Springs, FL|Miami, FL|Boca Raton, FL|Deerfield Bch, FL|Boca Raton, FL|BOCA RATON, FL|Boca Raton, FL|BOCA RATON, FL|Miami, FL|BOYNTON BEACH, FL|Delray, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 13, 2015 | Feb 1, 2019 | no | BOCA RATON, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 22, 2013 | Sep 8, 2015 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL|CORAL GABLES, FL|CORAL GABLES, FL|CORAL GABLES, FL|Miami, FL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 24, 2013 | May 1, 2013 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OPPENHEIMER & CO. INC. | Oct 11, 2024 | Nov 6, 2024 | 26 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 26, 2022 | Jul 19, 2022 | -7 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | CITIGROUP GLOBAL MARKETS INC. | Feb 1, 2019 | Sep 3, 2019 | 214 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Sep 8, 2015 | Nov 13, 2015 | 66 | Firm change | Wirehouse to wirehouse |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | J.P. MORGAN SECURITIES LLC | May 1, 2013 | Jul 22, 2013 | 82 | Firm change | Other |