DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cristian Camilo Rubiano

Oppenheimer & Co. Inc.BD affiliatedFort Lauderdale, Fldual registrantIAPD 6023603

Feed of 09/14/2026

Also filed as Cristian C Rubiano

At current firm

1 y

since Nov 6, 2024

In the industry

13 y

since Apr 22, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Nov 6, 2024 · Fort Lauderdale, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 19, 2022 to Oct 11, 2024 · Asheville, Nc
Citigroup Global Markets Inc. BD affiliated
Sep 3, 2019 to Jul 26, 2022 · Coral Springs, Fl
Morgan Stanley wirehouse
Nov 13, 2015 to Feb 1, 2019 · Boca Raton, Fl
J.P. Morgan Securities LLC wirehouse
Jul 22, 2013 to Sep 8, 2015 · Miami, Fl
Northwestern Mutual Investment Services,LLC no RAUM
Apr 24, 2013 to May 1, 2013 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Oppenheimer & Co. Inc.
left Oct 11, 2024, registered Nov 6, 2024 (26 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jul 26, 2022, registered Jul 19, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Morgan Stanley to Citigroup Global Markets Inc.
left Feb 1, 2019, registered Sep 3, 2019 (214 days) · Wirehouse to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Morgan Stanley
left Sep 8, 2015, registered Nov 13, 2015 (66 days) · Wirehouse to wirehouse
Northwestern Mutual Investment Services,LLC to J.P. Morgan Securities LLC
left May 1, 2013, registered Jul 22, 2013 (82 days) · Other

Signals

Cristian Camilo Rubiano left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Oppenheimer & Co. Inc. (registered 2024-11-06)
Oct 11, 2024 · Advisor changed firm · fact
Cristian Camilo Rubiano left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-07-19)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address