DFX Intelligence

H•••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

H•••••• C•••••• M••••••••• I••

CRD 110096

BETHESDA, MD

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Search this name across graphsid dfx:ria:3ec0a253-6e72-8667-473c-44d46b431d40

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 8
On other graphs: 0
Observed: Jan 6, 2012 to Mar 11, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.47 fund_share=0.48 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $196M••• Locked
Discretionary RAUM: $196M
Private client RAUM: $92.4Mderived••• Locked
Private client share: 47%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $196Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• A••• H••••••	n/a	BETHESDA, MD	27	39	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• L••• S•••• F•••• L•	Hedge Fund	$6.8M	Jul 25, 2022	6	Mar 30, 2017	dropped	021-283587

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• M•••• A•••	CEO AND CIO	D	yes	02/1998	Jan 6, 2012	Sep 23, 2024
L•••• J•••• T•••••	DIRECTOR, OPERATIONS & SYSTEMS	A	yes	07/2024	Aug 28, 2024	Sep 23, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Relationships

Registered with (6)

← M••• A••• H••••••Advisorregistration: current employment
Sep 16, 1999 to presentfactForm ADV
← A•••••• H•••• C••••••Advisorregistration: previous registration
Jun 11, 2024 to Sep 23, 2024factForm ADV
← P•••• W•••••• B••••Advisorregistration: previous registration
Sep 16, 2021 to Jun 12, 2024factForm ADV
← F••••••• D••••• P••••••

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-112M
Occurred
Sep 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 28, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ec0a253-6e72-8667-473c-44d46b431d40
First observed: Jan 6, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.