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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LOS ANGELES, CA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 25, 2022 | n/a | yes | LOS ANGELES, CA|PLYMOUTH, MN | Current employment |
| RETIREMENT PLANNERS OF AMERICA | Independent wealth | Apr 6, 2021 | May 2, 2022 | no | WOODLAND HILLS, CA|PLANO, TX|Westlake Village, CA|Sherman Oaks, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 1, 2019 | Apr 20, 2021 | no | Woodland Hills, CA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Aug 4, 2014 | Jul 19, 2016 | no | THOUSAND OAKS, CA|PLANO, TX | Previous registration |
| GENTER ADVISORS LLC | Independent wealth | Jun 5, 2014 | Aug 6, 2014 | no | LOS ANGELES, CA | Previous registration |
| GENTER CAPITAL MANAGEMENT | Independent wealth | Jun 5, 2014 | Aug 6, 2014 | no | LOS ANGELES, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 27, 2009 | Sep 18, 2012 | no | OXNARD, CA|Oxnard, CA|Santa Barbara, CA | Previous registration |
| THE MUTUAL FUND STORE | n/a | Dec 4, 2007 | Apr 15, 2008 | no | OVERLAND PARK, KS | Previous registration |
| HILLMAN CAPITAL MANAGEMENT INC | Mixed wealth | Mar 29, 2006 | Nov 19, 2007 | no | THOUSAND OAKS, CA|BETHESDA, MD | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 25, 1998 | Mar 1, 2004 | no | WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RETIREMENT PLANNERS OF AMERICA | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 2, 2022 | Apr 25, 2022 | -7 | Firm change | RIA to ibd |
| MORGAN STANLEY | RETIREMENT PLANNERS OF AMERICA | Apr 20, 2021 | Apr 6, 2021 | -14 | Firm change | Wirehouse to RIA |
| FISHER INVESTMENTS | MORGAN STANLEY | Jul 19, 2016 | Feb 1, 2019 | 927 | Firm change after gap | Other |
| GENTER CAPITAL MANAGEMENT | FISHER INVESTMENTS | Aug 6, 2014 | Aug 4, 2014 | -2 | Firm change | Other |
| GENTER ADVISORS LLC | GENTER CAPITAL MANAGEMENT | Aug 6, 2014 | Jun 5, 2014 | -62 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | GENTER ADVISORS LLC | Sep 18, 2012 | Jun 5, 2014 | 625 | Firm change after gap | Other |
| THE MUTUAL FUND STORE | CHARLES SCHWAB & CO., INC. | Apr 15, 2008 | Jan 27, 2009 | 287 | Firm change | Other |
| HILLMAN CAPITAL MANAGEMENT INC | THE MUTUAL FUND STORE | Nov 19, 2007 | Dec 4, 2007 | 15 | Firm change | Other |
| STRATEGIC ADVISERS LLC | HILLMAN CAPITAL MANAGEMENT INC | Mar 1, 2004 | Mar 29, 2006 | 758 | Firm change after gap | Other |