DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
Baltimore, MD | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Sep 23, 2014 | n/a | yes | Baltimore, MD|SAN RAFAEL, CA | Current employment |
| F•••••••• T••••••• I••• | Former SEC adviser | Feb 24, 2014 | Dec 3, 2014 | no | SAN RAFAEL, CA|BALTIMORE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• T••••••• I••• | G••••• R••••••••• P••••••• L•• | Dec 3, 2014 | Sep 23, 2014 | -71 | Firm change after gap | Other |
| H•••••• C•••••• M••••••••• I•• | F•••••••• T••••••• I••• | May 31, 2012 | Feb 24, 2014 |
| H•••••• C•••••• M••••••••• I•• | Mixed wealth | Mar 23, 2007 | May 31, 2012 | no | BETHESDA, MD | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 13, 2006 | Feb 23, 2007 | no | CHARLOTTE, NC|ANNAPOLIS, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | May 2, 2003 | Jun 6, 2006 | no | ELLICOTT CTY, MD|ELLICOTT CITY, MD | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 24, 2003 | Jun 23, 2003 | no | ANNAPOLIS, MD | Previous registration |
| 634 |
| Firm change after gap |
| Other |
| B••• I••••••••• S•••••••• I••• | H•••••• C•••••• M••••••••• I•• | Feb 23, 2007 | Mar 23, 2007 | 28 | Firm change | Other |
| M••••• S•••••• D• I••• | B••• I••••••••• S•••••••• I••• | Jun 6, 2006 | Jun 13, 2006 | 7 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | M••••• S•••••• D• I••• | Jun 23, 2003 | May 2, 2003 | -52 | Firm change after gap | Other |