DFX Intelligence

D•••• R•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D•••• R•• W•••••

Advisor at N•••••••• A•••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:3ec719b9-a8bd-4042-7bc3-ed96ffabf80b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Aug 18, 2026	n/a	yes	MERCER ISLAND, WA\|Pearland, TX	Current employment
A•• A••••••• F•••••••• L••	State registered	Oct 8, 2020	n/a	yes	PEARLAND, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	A•• A••••••• F•••••••• L••	Jul 22, 2020	Oct 8, 2020	78	Firm change	Wirehouse to state RIA
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Sep 10, 2019	May 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:TX:2019-08-29	Sep 10, 2019	May 2, 2019	PEARLAND, TX	Firm change after gap

Relationships

Registered with (6)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ A•• A••••••• F•••••••• L••Registered adviserregistration: current employment
Oct 8, 2020 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2019 to Jul 22, 2020factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ec719b9-a8bd-4042-7bc3-ed96ffabf80b
First observed: Nov 5, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.