DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Darin Ray Womble
Feed of 09/15/2026
Also filed as Darin Womble
At current firm
5 y
since Oct 8, 2020
In the industry
19 y
since Nov 17, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northwest Asset Management independent RIA currentsince Aug 18, 2026 · Mercer Island, Wa
- Ark Alliance Financial LLC state registered currentsince Oct 8, 2020 · Pearland, Tx
- J.P. Morgan Securities LLC wirehouseOct 9, 2019 to Jul 22, 2020 · Houston, Tx
- Td Ameritrade Investment Management, LLC formerMay 2, 2019 to Sep 10, 2019 · Pearland, Tx
- Td Ameritrade, Inc. formerMay 2, 2019 to Sep 10, 2019 · Pearland, Tx
- Advice And Planning Services BD affiliatedNov 5, 2015 to Apr 9, 2019 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Ark Alliance Financial LLCleft Jul 22, 2020, registered Oct 8, 2020 (78 days) · Wirehouse to a state-registered adviser
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 10, 2019, registered May 2, 2019 (-131 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to J.P. Morgan Securities LLCleft Sep 10, 2019, registered Oct 9, 2019 (29 days) · Other · moved with a team
- Advice And Planning Services to Td Ameritrade Investment Management, LLCleft Apr 9, 2019, registered May 2, 2019 (23 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address