DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• M••••••••• C••••••• L••
Montclair, NJ | METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• M••••••••• C••••••• L•• | Independent wealth | Jun 20, 2024 | n/a | yes | METAIRIE, LA|Montclair, NJ | Current employment |
| F••••••••• I••••••••• A••••••• L•• | Independent wealth | Jun 3, 2019 | Jul 1, 2024 | no | MONTCLAIR, NJ|PHOENIX, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••••• I••••••••• A••••••• L•• | C••••• I••••••••• M••••••••• C••••••• L•• | Jul 1, 2024 | Jun 20, 2024 | -11 | Firm change | RIA to RIA |
| H••••• I••••••••• M••••••••• L•• | F••••••••• I••••••••• A••••••• L•• | May 22, 2019 | Jun 3, 2019 |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Aug 30, 2016 | May 22, 2019 | no | Montclair, NJ|CINCINNATI, OH | Previous registration |
| G••••••• W••••• M••••••••• | Bd affiliated wealth | Apr 24, 2015 | Aug 16, 2016 | no | Montclair, NJ|ARDEN HILLS, MN|ARDEN HILLS, MN|Montclair, NJ | Previous registration |
| G••••••• A•••••••• L•• | Independent wealth | Sep 2, 2014 | Apr 6, 2015 | no | FAIRLAWN, NJ|ARDEN HILLS, MN|MONTCLAIR, NJ | Previous registration |
| I••••••••• P••••••• A•••••••• L•• | n/a | Aug 31, 2010 | Dec 31, 2011 | no | FAIRFIELD, NJ | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Feb 25, 2003 | Sep 11, 2014 | no | FAIRFIELD, NJ|ORANGE, NJ|WOODCLIFF LAKE, NJ|WOODCLIFF LAKE, NJ | Previous registration |
| 12 |
| Firm change |
| RIA to RIA |
| G••••••• W••••• M••••••••• | H••••• I••••••••• M••••••••• L•• | Aug 16, 2016 | Aug 30, 2016 | 14 | Firm change | Other |
| G••••••• A•••••••• L•• | G••••••• W••••• M••••••••• | Apr 6, 2015 | Apr 24, 2015 | 18 | Firm change | Other |
| P••• A••••• S••••••••• L•• | I••••••••• P••••••• A•••••••• L•• | Sep 11, 2014 | Aug 31, 2010 | -1,472 | Firm change after gap | Other |
| I••••••••• P••••••• A•••••••• L•• | G••••••• A•••••••• L•• | Dec 31, 2011 | Sep 2, 2014 | 976 | Firm change after gap | Other |