DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Ivor Alleyne
Feed of 09/14/2026
At current firm
2 y
since Jun 20, 2024
In the industry
35 y
since Feb 15, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Colomb Investment Management Company, LLC independent RIA currentsince Jun 20, 2024 · Metairie, La
- Foundations Investment Advisors LLC independent RIAJun 3, 2019 to Jul 1, 2024 · Montclair, Nj
- Horter Investment Management, LLC independent RIAAug 30, 2016 to May 22, 2019 · Montclair, Nj
- Gradient Wealth Management BD affiliatedApr 24, 2015 to Aug 16, 2016 · Montclair, Nj
- Gradient Advisors, LLC independent RIASep 2, 2014 to Apr 6, 2015 · Fairlawn, Nj
- International Planning Alliance, LLC unclassifiedAug 31, 2010 to Dec 31, 2011 · Fairfield, Nj
- Park Avenue Securities LLC BD affiliatedFeb 25, 2003 to Sep 11, 2014 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- Foundations Investment Advisors LLC to Colomb Investment Management Company, LLCleft Jul 1, 2024, registered Jun 20, 2024 (-11 days) · RIA to RIA
- Horter Investment Management, LLC to Foundations Investment Advisors LLCleft May 22, 2019, registered Jun 3, 2019 (12 days) · RIA to RIA
- Gradient Wealth Management to Horter Investment Management, LLCleft Aug 16, 2016, registered Aug 30, 2016 (14 days) · Other
- Gradient Advisors, LLC to Gradient Wealth Managementleft Apr 6, 2015, registered Apr 24, 2015 (18 days) · Other
- Park Avenue Securities LLC to International Planning Alliance, LLCleft Sep 11, 2014, registered Aug 31, 2010 (-1472 days) · Other
- International Planning Alliance, LLC to Gradient Advisors, LLCleft Dec 31, 2011, registered Sep 2, 2014 (976 days) · Other
Signals
- Samuel Ivor Alleyne left Foundations Investment Advisors Llc for Colomb Investment Management Company, Llc (registered 2024-06-20)Jul 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address