DFX Intelligence

A•••• M•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A•••• M•••••• B•••

Advisor at I••••••••• F•••••••• G••••• L••

Knoxville, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15819687-17bc-d730-72a3-add327a6cc0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jun 2, 2026	n/a	yes	Knoxville, TN	Current employment
P•••••• I••••••••• M••••••••• G•••• I••	I•••••••••_WEALTH	Dec 16, 2022	Mar 5, 2026	no	KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• M••••••••• G•••• I••	I••••••••• F•••••••• G••••• L••	Mar 5, 2026	Jun 2, 2026	89	Firm change	RIA to ibd
N•••••••• I••••••••• A••••••• L••	P•••••• I••••••••• M••••••••• G•••• I••	Dec 15, 2022	Dec 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
126090:140190:TN:2017-10-02	Oct 2, 2017	Oct 2, 2017	KNOXVILLE, TN	Firm change

Relationships

Registered with (7)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ P•••••• I••••••••• M••••••••• G•••• I••Registered adviserregistration: previous registration
Dec 16, 2022 to Mar 5, 2026factForm ADV
→ N•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 16, 2022 to Dec 15, 2022factForm ADV
→ F••••

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15819687-17bc-d730-72a3-add327a6cc0a
First observed: Jul 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.