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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SONJI ROLLINS TUCKER

Advisor at CENTAURUS FINANCIAL, INC.

GLEN ALLEN, VA | Richmond, VA

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Search this name across graphsid dfx:ria:3f006cfa-d611-a6ff-1175-c6dba80e1607

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 5
Exams: S63|S66
First exam: Feb 27, 1998
First registration: Mar 6, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2994933

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jun 4, 2024	n/a	yes	GLEN ALLEN, VA\|Richmond, VA	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 26, 2019	Dec 31, 2023	no	RICHMOND, VA\|TAMPA, FL\|Richmond, VA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Dec 12, 2017	Apr 26, 2019	no	RICHMOND, VA\|NORTH CHESTERFIELD, VA\|SARASOTA, FL	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Dec 6, 2016	Dec 13, 2017	no	Midlothian, VA	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jan 5, 2004	Nov 10, 2016	no	RICHMOND, VA\|GLEN ALLEN, VA\|RICHMOND, VA\|LEESBURG, VA\|RICHMOND, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 6, 2003	Oct 16, 2003	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	CENTAURUS FINANCIAL, INC.	Dec 31, 2023	Jun 4, 2024	156	Firm change	Ibd to ibd
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	J. W. COLE ADVISORS, INC.	Apr 26, 2019	Apr 26, 2019	0	Bulk transfer	RIA to ibd
ONEAMERICA SECURITIES, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Dec 13, 2017	Dec 12, 2017	-1	Firm change	Other
CENTAURUS FINANCIAL, INC.	ONEAMERICA SECURITIES, INC.	Nov 10, 2016	Dec 6, 2016	26	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	CENTAURUS FINANCIAL, INC.	Oct 16, 2003	Jan 5, 2004	81	Firm change	Other

Relationships

Registered with (5)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 5, 2004 to Nov 10, 2016factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 26, 2019 to Dec 31, 2023factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Dec 12, 2017 to Apr 26, 2019factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Dec 6, 2016 to Dec 13, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 6, 2003 to Oct 16, 2003factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Sonji Rollins Tucker left J. W. Cole Advisors, Inc. for Centaurus Financial, Inc. (registered 2024-06-04)
Form ADVobserved 5 days ago