RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R•••••• T•••••
- C•••••••• F••••••••• I••• BD affiliated currentsince Jun 4, 2024 · Glen Allen, Va
- J• W• C••• A•••••••• I••• BD affiliatedApr 26, 2019 to Dec 31, 2023 · Richmond, Va
- G••••• F•••••••• P•••••• C••••••• I••• formerDec 12, 2017 to Apr 26, 2019 · Richmond, Va
- O••••••••• S••••••••• I••• BD affiliatedDec 6, 2016 to Dec 13, 2017 · Midlothian, Va
- C•••••••• F••••••••• I••• BD affiliatedJan 5, 2004 to Nov 10, 2016 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerMar 6, 2003 to Oct 16, 2003 · Richmond, Va
- J• W• C••• A•••••••• I••• to C•••••••• F••••••••• I•••left Dec 31, 2023, registered Jun 4, 2024 (156 days) · Affiliated broker-dealer or bank to another
- G••••• F•••••••• P•••••• C••••••• I••• to J• W• C••• A•••••••• I•••left Apr 26, 2019, registered Apr 26, 2019 (0 days) · corporate re-registration, not a move
- O••••••••• S••••••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••left Dec 13, 2017, registered Dec 12, 2017 (-1 days) · Other
- C•••••••• F••••••••• I••• to O••••••••• S••••••••• I•••left Nov 10, 2016, registered Dec 6, 2016 (26 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C•••••••• F••••••••• I•••left Oct 16, 2003, registered Jan 5, 2004 (81 days) · Other
- S•••• R•••••• T••••• left J• W• C••• A•••••••• I••• for C•••••••• F••••••••• I••• (registered 2024-06-04)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address