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RIA / WealthAdvisor17 years in industry

JAMES JONATHAN HAYES

Advisor at MAI CAPITAL MANAGEMENT, LLC

Cincinnati, OH

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Search this name across graphsid dfx:ria:3f00a7f1-1559-5876-1774-455caf1f34d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Apr 29, 2009
First registration: Apr 30, 2009
Dual registered: no
Other names: JON HAYES|J JONATHAN HAYES
IAPD individual key: 5631594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 15, 2025	n/a	yes	Cincinnati, OH	Current employment
CONSTELLATION WEALTH ADVISORS	Independent wealth	Sep 2, 2021	Apr 10, 2025	no	Cincinnati, OH\|CINCINNATI, OH	Previous registration
PEGASUS PARTNERS	Former SEC adviser	Mar 23, 2015	Aug 13, 2021	no	MEQUON, WI	Previous registration
REINHART PARTNERS, LLC	Other adviser	Apr 30, 2009	Apr 1, 2015	no	LOVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSTELLATION WEALTH ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Apr 10, 2025	Apr 15, 2025	5	Firm change	RIA to RIA
PEGASUS PARTNERS	CONSTELLATION WEALTH ADVISORS	Aug 13, 2021	Sep 2, 2021	20	Firm change	RIA to RIA
REINHART PARTNERS, LLC	PEGASUS PARTNERS	Apr 1, 2015	Mar 23, 2015	-9	Firm change	Other

Relationships

Registered with (4)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ CONSTELLATION WEALTH ADVISORSRegistered adviserregistration: previous registration
Sep 2, 2021 to Apr 10, 2025factForm ADV
→ PEGASUS PARTNERSRegistered adviserregistration: previous registration
Mar 23, 2015 to Aug 13, 2021factForm ADV
→ REINHART PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 30, 2009 to Apr 1, 2015factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
James Jonathan Hayes left Constellation Wealth Advisors for Mai Capital Management, Llc (registered 2025-04-15)
Form ADVobserved 6 days ago