RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••••• H••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Apr 15, 2025 · Cincinnati, Oh
- C••••••••• W••••• A••••••• independent RIASep 2, 2021 to Apr 10, 2025 · Cincinnati, Oh
- P•••••• P••••••• formerMar 23, 2015 to Aug 13, 2021 · Mequon, Wi
- R••••••• P•••••••• L•• otherApr 30, 2009 to Apr 1, 2015 · Loveland, Oh
- C••••••••• W••••• A••••••• to M•• C•••••• M••••••••• L••left Apr 10, 2025, registered Apr 15, 2025 (5 days) · RIA to RIA
- P•••••• P••••••• to C••••••••• W••••• A•••••••left Aug 13, 2021, registered Sep 2, 2021 (20 days) · RIA to RIA
- R••••••• P•••••••• L•• to P•••••• P•••••••left Apr 1, 2015, registered Mar 23, 2015 (-9 days) · Other
- J•••• J••••••• H•••• left C••••••••• W••••• A••••••• for M•• C•••••• M••••••••• L•• (registered 2025-04-15)Apr 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address