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Advisor at ALIGHT FINANCIAL ADVISORS, LLC
Lincolnshire, IL | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Aug 3, 2021 | n/a | yes | CHARLOTTE, NC|Lincolnshire, IL | Current employment |
| WINTRUST INVESTMENTS | Former SEC adviser | Jun 20, 2011 | Dec 31, 2013 | no | CHICAGO, IL | Previous registration |
| GREAT LAKES ADVISORS, LLC | Other adviser | Jul 8, 2010 | Oct 21, 2016 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GREAT LAKES ADVISORS, LLC | WINTRUST INVESTMENTS | Oct 21, 2016 | Jun 20, 2011 | -1,950 | Channel change | Other |
| WINTRUST INVESTMENTS | ALIGHT FINANCIAL ADVISORS, LLC | Dec 31, 2013 | Aug 3, 2021 | 2,772 | Firm change after gap | Other |