DFX Intelligence

A••••• J•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••••• J•••• W••••

Advisor at W•••• F•••• A•••••••

NOVATO, CA | SANTA ROSA, CA

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Search this name across graphsid dfx:ria:3f71316f-1d00-f073-6c67-dcdfe3df4998

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 13, 2023	n/a	yes	NOVATO, CA\|SANTA ROSA, CA	Current employment
K••• C•••••• M••••••••• C•••••••••	Former SEC adviser	Jul 10, 2020	Sep 11, 2022	no	Sausalito, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• C•••••• M••••••••• C•••••••••	W•••• F•••• A•••••••	Sep 11, 2022	Mar 13, 2023	183	Firm change	RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K••• C•••••• M••••••••• C•••••••••	May 27, 2020	Jul 10, 2020

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 13, 2023 to presentfactForm ADV
→ K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 10, 2020 to Sep 11, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 5, 2019 to May 27, 2020factForm ADV

Dated events

Occurred
Sep 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f71316f-1d00-f073-6c67-dcdfe3df4998
First observed: Apr 5, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.