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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Grapevine, TX | Farmers Branch, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 1, 2022 | n/a | yes | Farmers Branch, TX|Grapevine, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 23, 2015 | Mar 7, 2022 | no | ADDISON, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 28, 2015 | no | DALLAS, TX|Plano, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 14, 2007 | Jun 1, 2009 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 6, 2001 | Sep 17, 2007 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 7, 2022 | Mar 1, 2022 | -6 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 28, 2015 | Oct 23, 2015 | -5 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Sep 17, 2007 | Sep 14, 2007 | -3 | Firm change | Other |